Theranostics 2013; 3(9):633-649. doi:10.7150/thno.6630
Multifunctional Gold Nanostar Conjugates for Tumor Imaging and Combined Photothermal and Chemo-therapy
1. Department of Biomedical Engineering, State Key Laboratory of Natural Medicines and School of Life Science and Technology, China Pharmaceutical University, 24 Tongjia Lane, Gulou District, Nanjing 210009, China
2. Department of Radiology, School of Medicine, Washington University, St. Louis , Missouri, United States
3. Department of Pharmaceutical Science, School of Pharmacy, China Pharmaceutical University, 24 Tongjia Lane, Gulou District, Nanjing 210009, China
* Haiyan Chen and Xin Zhang contributed equally to the work.
Chen H, Zhang X, Dai S, Ma Y, Cui S, Achilefu S, Gu Y. Multifunctional Gold Nanostar Conjugates for Tumor Imaging and Combined Photothermal and Chemo-therapy. Theranostics 2013; 3(9):633-649. doi:10.7150/thno.6630. Available from http://www.thno.org/v03p0633.htm
Uniform gold nanostars (Au NS) were conjugated with cyclic RGD (cRGD) and near infrared (NIR) fluorescence probe (MPA) or anti-cancer drug (DOX) to obtain multi-functional nanoconstructs, Au-cRGD-MPA and Au-cRGD-DOX respectively. The NIR contrast agent Au-cRGD-MPA was shown to have low cytotoxicity. Using tumor cells and tumor bearing mice, these imaging nanoparticles demonstrated favorable tumor-targeting capability mediated by RGD peptide binding to its over-expressed receptor on the tumor cells. The multi-therapeutic analogue, Au-cRGD-DOX, integrates targeting tumor, chemotherapy and photo-thermotherapy into a single system. The synergistic effect of photo-thermal therapy and chemotherapy was demonstrated in different tumor cell lines and in vivo using S180 tumor-bearing mouse models. The viability of MDA-MB-231 cells was only 40 % after incubation with Au-cRGD-DOX and irradiation with NIR light. Both tail vein and intratumoral injections showed Au-cRGD-DOX treated mice exhibiting the slowest tumor increase. These results indicate that the multifunctional nanoconstruct is a promising combined therapeutic agent for tumor-targeting treatment, with the potential to enhance the anti-cancer treatment outcomes.
Keywords: gold nanostar, tumor-targeting, RGD receptor, near infrared imaging, photo-thermal therapy.
Although enormous efforts have been expended into the development of effective methods for tumor therapy in the past decades, cancer remains one of the most difficult diseases to treat as well as a leading cause of morbidity and mortality. The limitations of the existing single-modality treatments such as chemotherapy, radiotherapy, immunotherapy, gene therapy and thermotherapy are well known, necessitating the use of multi-modality treatments to improve treatment outcomes in recent years [1, 2]. In contrast to the single treatment regimen, combination therapies such as chemotherapy and thermotherapy have been reported to synergistically improve the antitumor efficacy with reduced side effects [3, 4].
Gold nanoconstructs have been intensely investigated as the platform for multi-modality treatment, especially for the chemo-photothermal therapy because of two major features. First, the surface of gold nanomaterials can be easily functionalized with chemotherapeutics and other functional ligands through the reactive groups of the capping agents (eg. amino group, and carboxyl group) or through thiol-mediated binding to gold surface. Second, when the tunable surface plasmon resonance (SPR) of gold nanoconstructs matches the wavelength of irradiating light, coherent oscillations of electrons in the conduction band will induce photothermal conversion by converting the absorbed light to heat . More importantly, unlike the visible light, light at near-infrared (NIR) light is poorly absorbed by endogenous chromophores in tissues, including water, melanin and hemoglobin. This favors deep penetration of NIR light into tissue, thus excitation of the non-superficial target objects in the body .
A variety of gold nanoconstructs, such as gold naonrods [7, 8], nanoshells , nanocages , hollow nanospheres , and branched gold nanoparticles  have been proved to exhibit plasmon resonance in the NIR region, and produce hyperthermia upon the NIR laser irradiation. Huang et al.  proposed the concept of plasmon photothermal therapy (PPTT) using gold nanoparticles for localized photothermal therapy. Particularly, interest in the use of branched gold nanoparticles or gold nanostars (Au NS) with the plasmon peaks tunable in the infrared range has increased because of the ease of synthesis for large scale production, high surface-to-volume ratio useful for improving drug loading efficiency, and surface plasmon resonance in the “NIR transparent window” for deep tissue imaging [14-17]. Yuan et al.  reported that gold nanostars functionalized with TAT-peptides efficiently internalized in cells and demonstrated that these particles are promising agents for cancer therapy via photothermolysis.
In order to increase the accumulation of nanoparticles in tumor sites and lower the side effects on normal tissues, many investigators have functionalized nanoparticles with ligands such as aptamer, peptide, and oligosaccharide for active tumor targeting. Among the various tumor-targeted ligands, arginine-glycine-aspartic acid (RGD) peptide is one of the most effective and widely used compounds for delivery imaging agents and drugs to tumors . The RGD receptor, integrin αvβ3, plays a critical role in regulating tumor growth and metastasis as well as tumor-mediated angiogenesis. It is over-expressed on the surface of a variety of tumor cells including human malignant melanoma, breast cancer, and advanced glioblastoma . To improve the affinity between the ligands and αvβ3 receptor, diverse multivalent cyclic RGD-based peptides have been designed. Choi et al.  demonstrated that a dye-RGD peptide conjugate provides high signal-to-background ratio when targeted to cancer cells. Similarly, Zhou et al.  also demonstrated 99mTc-labeled cyclic RGD dimmer efficiently detected integrin αvβ3-positive tumors.
In the present study, Au NS was prepared by reducing Au3+ in HEPES buffer using the “green” method reported by Xie et al.  Doxorubicin (DOX) and cyclic RGD (cRGD) peptide was covalently linked to the surface of Au NS via glutathione (GSH) to form Au-DOX, Au-cRGD, and Au-cRGD-DOX. We also labeled the cRGD-modified Au NS (Au-cRGD) with a hydrophilic indocyanine green (ICG) derivative (MPA) to investigate the biodistribution of Au NS and to assess the selective uptake of Au NS in tumors after attachment of cRGD. The affinity of Au-cRGD-DOX for different tumor cells was examined by fluorescence microscopy and the selective tumor-uptake of Au-cRGD-MPA was verified by monitoring its in vivo dynamics in real time. Furthermore, we also compared the chemo-photothermal therapeutic efficacy of Au-cRGD-DOX with free DOX, Au NS, and Au-DOX in cells and tumor-bearing mice by irradiation with NIR laser. Finally, we investigated the influence of administrative routes on anti-tumor effect of Au-cRGD-DOX by injecting DOX, Au NS, Au-DOX, Au-cRGD-DOX intratumorally and intravenously.
Materials and Methods
4-(2-hydroxyethyl)-1-piperazineethane-sulfonic acid (HEPES) was obtained from Sigma Aldrich (Tianjing, China). HAuCl4 was purchased from Guoyao Reagent Corporation (Shanghai, China) and used as received. Reduced glutathione (GSH) was obtained from Sangon Biotech Co., LTD (Shanghai, China) and cyclic RGD peptide (cyclo (Arg-Gly-Asp-DTyr-Lys)) was purchased from GL Biochem Co., Ltd (Shanghai, China). MPA (MW: 995) was prepared in our laboratory. Doxorubicin (DOX, MW: 149.15), 1-ethyl-3-[3-diMethylaminopropyl] carbodiimide hydrochloride (EDC), N, N'-Dicyclohexylcarbodiimide (DCC), N-hydroxysuccinimide (NHS), 3-(4, 5- diMethylthialzol-2-yl)-2, 5-diphe-nyltetrazolium bromide (MTT), RPMI 1640, fetal bovine serum (FBS), penicillin, streptomycin, and trypsin-EDTA were purchased from commercial sources. Ultrapure millipore water (18.2 MU) was used. All other solvents and reagents used in this study were certified analytical reagent grade.
Preparation of Au NS and its conjugates
Synthesis of Au NS and Au-Glutathione (Au-GSH)
All the glassware should be washed by Aqua Regia and rinsed by ultrapure water repeatedly. In a typical experiment, aqueous HAuCl4 solution (10 μL, 40 mM) was added to HEPES solution (2.0 mL, 140 mM, pH=7.4±0.1) at 25 °C, and the reaction solution was degassed by N2 purging for 10 min. Without shaking, Au NS formed in 1 hour, and the color of the solution changed from colorless to dark green. GSH (5.0 mg) was added to the solution after the synthesis finished and the mixture was left overnight to form the nanoconstruct (Au-GSH). After 12 h, the solution was centrifuged at 8000 rpm for 15 min. The supernatant was discarded, and ultrapure water (1.0 ml) was added to re-dissolve the precipitate.
Synthesis of Au-cRGD, Au-DOX and Au-cRGD-Doxorubicin (Au-cRGD-DOX)
Cyclic RGD peptide was immobilized onto Au-GSH by using coupling agents (EDC and NHS) . Briefly, EDC (5.0 mg) and NHS (4.6 mg) were added into Au-GSH solution (5.0 ml) prepared above and the mixture was stirred at room temperature for 4 h. After the reaction, cRGD (3.1 mg) and DOX (5.4 mg) were added to the activated Au-GSH solution simultaneously and the new mixture was incubated overnight. Subsequently, the solution was centrifuged at 8000 rpm for 15 min. The residual small molecules including EDC, NHS and RGD in the supernatant were discarded. 2.0 mL ultrapure water was utilized to dissolve the precipitate. Au-cRGD and Au-DOX were synthesized according to the above method except DOX or cRGD was not included in the reaction.
Synthesis of Au-cRGD-MPA conjugates
MPA (1.0 mg) was activated with DCC and NHS (molar ratio of MPA: DCC: NHS is 1: 1.2: 1.5) at room temperature in the dark for 3 h. The above activated MPA (200 µL) was then uniformly mixed with purified Au-cRGD (1.0 mL) and incubated at room temperature with stirring in the dark for 12 h. The incubation product was purified by centrifugation at 8000 rpm for 15 min to remove the small molecules in the supernatant. Ultrapure water (0.5 mL) was used to re-dissolve the precipitate.
Morphology and Size Distribution
The size and morphology of Au NS and Au-cRGD-DOX were measured by JEOL JEM-2100 and transmission electron microscope (TEM). A dilute solution of the sample was added dropwise into 400-mesh carbon-coated copper grids and the excessive solvent was immediately evaporated before microscopy. The hydrodynamic size and polydispersity of Au NS and Au-cRGD-DOX were measured by Mastersizer 2000 Laser Particle Size Analyzer (Malvern, British) at 25 °C. A helium-neon laser (10 mW max, Wand wavelength of 633 nm) was used as the light source. Polydispersity values were utilized to evaluate the distribution of the nanoparticles population.
Optical Properties of Au NS and its Conjugates
The absorption spectra of Au NS, MPA, Au-MPA, Au-cRGD-MPA, DOX, Au-DOX and Au-cRGD-DOX were acquired with Lambda 25 UV-Vis spectrophotometer (Perkin Elmer, US). The corresponding fluorescence spectra of the materials were measured at room temperature using a S2000 eight-channel optical fiber spectrofluorometer equipped with a Xenon lamp.
Photo-thermal effect of the nano-conjugates of Au NS in solutions
Change in temperature as a function of time was used to determine the photothermal effect of the nanoparticles. The DMEM medium with PBS, Au-MPA, Au-cRGD-MPA, Au-DOX and Au-cRGD-DOX (50 µg/mL) were each added into different wells of the 96-well plate.The temperature increase was recorded after exposing the samples to a 765 nm laser (Shanghai nLight Optics Company) at different light irradiation time (0 min, 1 min, 5 min). The beam diameter was 1 cm and the power density of laser source was fixed at 1.0 W/cm2.
Drug loading efficiency and in vitro drug release profile
To calculate the DOX loading efficiency, Au-cRGD-DOX was collected by centrifugation and the unconjugated DOX in the supernatant was quantified by using DOX UV calibration curve at 481 nm. The DOX loading was calculated according to the formula: drug loading (DL) = (mass of drug conjugated with Au NS / total mass of drug conjugated and Au NS).
To investigate the in vitro DOX release profile, PBS containing 10 % fetal bovine serum with or without GSH (10 mM) were used to dissolve Au-cRGD-DOX in a dialysis bag. Dislysate (2 mL) was withdrawn at different time intervals (0.5 h, 1 h, 2 h, 6 h, 10 h, 16 h, 20 h and 24 h) and an equal volume of PBS was added to the solution outside of the dialysis bag to maintain the net volume of the system. The absorbance peak (481 nm) of the solutions were detected and the quantities of the free dugs were calculated from the standard curve defined by the equation y = 0.3246x - 0.0042 (R2 = 0.9996).
The human cell lines, MDA-MB-231 (breast cancer), Bel-7402 (liver cancer) and MCF-7 (breast cancer) used in this study, were all purchased from American Type Culture Collection (ATCC, USA). The cell lines were cultured in RPMI-1640 medium supplemented with 10% (v/v) calf serum, penicillin (100 U ml-1), and streptomycin (100 mg ml-1). The cells were maintained at 37 °C in a humidified atmosphere containing 5% CO2.
Assessment of cell uptake
The targeting ability of DOX, Au-DOX and Au-cRGD-DOX were evaluated using the three tumor cells lines, MDA-MB-231, Bel7402, and MCF-7 cells. The cells were seeded in laser confocal fluorescence microscope (LCFM) culture dishes with a density of 4×105 cells/well and subsequently incubated at 37 °C in a humidified atmosphere containing 5% CO2. When the whole cells reached 70 % ~ 80 % confluence, 20 µL of DOX, Au-DOX and Au-cRGD-DOX were added into different dishes and then incubated for 1 h. In addition, MDA-MB-231 cells were treated with Au-cRGD-DOX for 8 h, followed by incubation with Hoechst 33342 solutions (100 µL, 10 µg/mL) for 30 min. The information was used to determine the basis for understanding the intracellular kinetics of Au-cRGD-DOX. Subsequently, the cells were washed three times with Dulbecco's phosphate buffered saline (PBS, pH 7.0) before examining the probe's affinity for cancer cells by LCFM (FV1000, Olympus, Japan). The red fluorescence of DOX was captured under 488 nm light excitation. Intracellular uptake of the different probes was determined from the red fluorescence intensity in the region of interest (ROI) by using Scion Image software.
Cell apoptosis evaluation
To evaluate the therapeutic efficacy of Au NS, DOX, Au NS (NIR light), Au-DOX (NIR light) and Au-cRGD-DOX (NIR light), the induction of apoptosis in MDA-MB-231 cells was studied by determining the cell number and cell morphology. Specifically, cells were plated at a density of 4×105 cells/dish in confocal specific dish and subsequently incubated under the culture condition for 36 h. The cells were treated with 100 µL solutions of Au NS, DOX (5.0 µg/mL), Au-DOX and Au-cRGD-DOX (conjugated DOX: 5.0 µg/mL) for 4 h. The photothermal treatment was monitored using a 765 nm high power multimode pump laser (Ennai, Shanghai, China). The beam diameter was 2.0 cm and the power density of laser source was fixed at 1.0 W/cm2. The cells were exposed under the 765 nm laser for 10 min and then washed three times with PBS (pH = 7.0). The residual cells and the morphological changes were displayed by the differential interference contrast (DIC) mode of LCFM. For MDA-MB-231 and MCF-7 cells, the induced cell apoptosis was also characterized by cell membrane and cell nucleus staining. Annexin V-FITC (5 µL) and propidium iodide (5 µL) were added into the culture dish and incubated at room temperature in the dark for 10 min. After adding 500 µL of binding buffer, the cells were directly visualized by LCFM (40 × objective magnification). The red and green fluorescence intensity was identified from the ROI of each image by Scion Image software.
To quantitatively evaluate the effect of the nanomaterials on MDA-MB-231 cells, MTT assay was also carried on Au NS, DOX, Au-DOX and Au-cRGD-DOX using a concentration range of 0.7 µg/mL to 446.4 µg/mL for Au NS and its conjugates and 0.02 µg/mL to 12.5 µg/mL for free DOX and conjugated DOX. After the cells were incubated for 4 h, the photothermal treatment was then performed using a 765 nm laser. The beam diameter was 2.0 cm and the power density of laser source was fixed at 1.0 W/cm2. The cells were exposed under the 765 nm laser for 15 min, and then incubated for another 12 h. Each well was replaced and the cells were washed three times with PBS (pH 7.0) before addition of 20 µL of MTT solution (5.0 µg/mL). After incubating another 4 h, the medium containing MTT was carefully removed from each well and DMSO (150 µL) was added to each well to dissolve the purple crystals. The plates were gently shaken for 10 min at room temperature before measuring the absorbance at 580 nm. All test samples were assayed in quadruplicate and the cell viability was calculated using the following formula: Cell viability = (Mean absorbance of test wells - Mean absorbance of medium control wells) / (Mean absorbance of untreated wells - Mean absorbance of medium control well) ×100%.
Animal subjects and tumor model
Athymic nude mice and normal (Kunming) mice were purchased from Charles River Laboratories (Shanghai, China) for in vivo investigation. All animal experiments were carried out in compliance with the Animal Management Rules of the Ministry of Health of the People's Republic of China (Document NO. 55, 2001) and the guidelines for the Care and Use of Laboratory Animals of China Pharmaceutical University.
Dynamic distribution of Au-cRGD-MPA in tumor bearing mice
To investigate the targeting ability of the probes, two types of tumor models were established by subcutaneous injection of MDA-MB-231 (high αvβ3 receptor expression) and MCF-7 (low αvβ3 receptor expression) tumor cells (~ 5 × 106 in 80 µL of PBS) into the axillary fossa of female athymic nude mice (n = 5 for each model).
As the tumors grew to a diameter of up to 0.5 cm, Au-cRGD-MPA (0.2 mL, 10 mg/kg) was injected into MDA-MB-231 and MCF-7 tumor-bearing mice through the vena caudalis. The nude mice were then immobilized on a Lucite jig. NIR imaging system equipped with a 765 nm laser as excitation source was employed to trace the distribution of the probe. The background image of the mice was taken prior to the injection. A series of images were collected at 5 min, 1 h, 2 h, 4 h, 12 h, 24 h and 48 h post-injection respectively. To further compare the targeting ability of the probe for MDA-MB-231 and MCF-7 tumors, tumor to normal tissue contrast ratios (T/N) at different time points were calculated by using ROI functions of Scion Image software. In each case, the background fluorescence that was measured before injection of the conjugates was subtracted from the post injection fluorescence.
In order to confirm the bio-distribution of the Au-cRGD-MPA in living mice, some major organs (heart, liver, spleen, lung, kidney, intestine and tumor of the subject MDA-MB-231 tumor-bearing mice were excised at 48 post-injection and detected by NIR fluorescence imaging system.
Therapeutic efficacy evaluation of Au-cRGD-DOX
S180 tumor model for therapy evaluation was established by subcutaneously inoculating S180 cells (~8×106) into the nether axillary fossa in the mice (n = 60). The mice were investigated after 7 days of inoculating.
When the tumor was fully developed, the mice were randomly divided into six groups (n = 10) for each group. We intratumoral injected 50 μL of Saline, 1.4 mg/kg DOX, 50 mg/kg Au NS, 50 mg/kg Au-DOX (containing 3.2 mg/kg DOX) or 50 mg/kg Au-cRGD-DOX (containing 1.4 mg/kg DOX) into the mice and Au-cRGD-DOX was also intravenously administered in the mice (50 μL, 75 mg/kg). Groups 3, 4, 5 and 6 were exposed to 1.0 W/cm2 NIR light for 10 min at 8 h after intravenous injection of the nanoparticles. Subsequently, each mouse underwent 4 intratumoral injection or tail vein injections once every other day. The tumor volume and body weight of each mouse were monitored every three days for 26 days. The tumor volume was calculated as length× (width) 2 ×1/2 with a caliper. The survival rate of the treated mice was calculated according to the equation: Survival rate = Ns/Nt × 100%, where Ns and Nt represent the number of surviving mice and the number of total mice in each group, respectively.
To monitor the photothermal effect of laser exposure, intratumoral injection of PBS, Au NS, Au-DOX and Au-cRGD-DOX (50 μg/mL) separately into S180 tumor-bearing mice was followed by irradiation with a 765 nm laser (beam diameter: 1 cm, powder density: 1.0 W/cm2.) for 10 min. A needle temperature probe (NR81530, TES, Shenzhen Yuanhengtong technology company) was used to detect the intratumoral temperature of different groups after laser treatment.
Ex vivo Histopathology
To further investigate the therapeutic effects of Au-cRGD-DOX on S180 tumor-bearing mice treated by tail vein or intratumoral injection, the tumors were excised for histopathologic analysis on day 16 post-injection. The tissue was fixed with 10% neutral buffered formalin and embedded in paraffin. The sliced tumors (8 mm) were stained with Hematoxylin and Eosin (H&E) and observed by a BX41 bright field microscopy (Olympus).
Significant differences were determined using the Student's t-test where differences were considered significant (p < 0.05). All data are expressed as mean ± standard error of the mean.
Result and Discussion
Preparation and characterization of Au NS and its nanoconjugates
Bio-compatible Au NS was prepared by reducing HAuCl4 with HEPES, a popular pH buffer used extensively in tissue culturing [18, 25]. The process of functionalization is illustrated in Figure S1 (Supplementary Material). The morphology, size, and polydispersity index of Au NS and Au-cRGD-DOX were measured by TEM and Laser Particle Size Analyzer. TEM analysis showed average size of 25 nm and 80 nm for Au NS and Au-cRGD-DOX, respectively (Fig. 1A and Fig. 1B). The hydrodynamic diameters of Au NS and Au-cRGD-DOX were 32.6 nm (polydispersity index: 0.216) and 58.4 nm (polydispersity index: 0.232), respectively (Fig. 1C and Fig. 1D). It was clear that upon the nanostars functionalization with cRGD and DOX, the nanostars aggregated into larger uniform clusters. In addition, the DOX loading rate was 2.8 % (w/w) by quantifying the unconjugated DOX in the supernatant.
The modification of Au NS by DOX, RGD and MPA was monitored by UV-Vis absorption spectra and fluorescence spectra (Fig. 2). Consistent with the previous reports [18, 26], Au NS showed distinct absorption peak at 740 nm (Fig. 2A and Fig. 2C). The absorption peak at 350 nm could be attributed to the molecules on the surface of Au NS. The conjugates, Au-MPA and Au-cRGD-MPA, still exhibited the characteristic absorption peaks of MPA (780 nm). However, the characteristic absorption peak of Au NS became indistinct after conjugation with MPA, cRGD or DOX, which was in agreement with the TEM and DLS results. Although the absorption spectrum of Au NS (650-780 nm) and the emission spectrum of MPA (750-810 nm) partly overlapped each other in NIR region, the fluorescence of MPA was maintained after conjugation with Au NS, facilitating the use of Au-cRGD-MPA for in vivo imaging (Fig. 2A and Fig. 2B). The DOX loading of 2.8 % (w/w) was determined by quantifying the unconjugated DOX in the supernatant. Additionally, Fig. 2D suggests that the fluorescence peak emitted by DOX did not shift after conjugation with Au NS. To further investigate the stability of the nanoparticles, the UV-Vis spectra of Au NS and Au-cRGD-DOX in fetal bovine serum immediately and after 8 h incubation were measured (Fig. 2E). The result indicates that there was no obvious change in the absorption spectra. The in vitro DOX release profile is shown in Fig. 2F. Obviously, DOX release was much faster in PBS containing 10 % fetal bovine serum and GSH (10 mM) than in the incubation system without GSH. Almost 80% of DOX was released from Au-cRGD-DOX in the initial 10 h when incubated with GSH, and a complete release was achieved at 24 h incubation. In contrast, only 30 % of the drug was released in the solution without GSH.
TEM images of Au Ns A) before (as-synthesized) and B) after conjugation with cRGD and DOX; Hydrodynamic diameter of Au Ns C) before (as-synthesized) and D) after conjugation with cRGD and DOX measured by laser particle size analyzer.(Click on the image to enlarge.)
A) Absorption spectra of Au NS, MPA, Au-MPA and Au-cRGD-MPA; B) Fluorescence spectra of MPA, Au-MPA, Au-cRGD-MPA and florescence image of Au-cRGD-MPA collected by NIR fluorescence imaging system; C) Absorption spectra of Au NS, DOX, Au-DOX, Au-cRGD-DOX; D) Fluorescence spectra of DOX, Au-DOX, Au-cRGD-DOX; E) UV-Vis spectra of Au NS and Au-cRGD-DOX dispersed in fetal bovine serum immediately and after 8 h; F) The in vitro DOX release profile in PBS containing 10 % fetal bovine serum with or without GSH (10 mM).(Click on the image to enlarge.)
The results further demonstrate that the medium containing of the nanostructures (Au-MPA, Au-cRGD-MPA, Au-DOX and Au-cRGD-DOX) generated significant temperature increases upon excitation (Fig. 3A). For example, Au-cRGD-MPA and Au-cRGD-DOX attained a temperature of 38.7°C and 43.9°C in only 1 min and 5 min, respectively. Similarly, the result from the in vivo photo-thermal evaluation was consistent with the in vitro data (Fig. 3B). All the intratumoral temperature exceeded 43 °C for S180 tumor-bearing mice treated with Au Ns, Au-DOX and Au-cRGD-DOX and irradiated by NIR light for 10 min. On the contrary, no apparent temperature change was detected for PBS both in vitro and in vivo because of the low light absorption by the solution.
The GSH coated Au NS have both carboxyl and amine groups on the surface. Alhough slower centrifugation of 8000 rpm for 15 min instead of 12000 rpm for 20 min was utilized to purify Au NS, the slight nanostars aggregation still persisted (Fig. 1C). This may be attributed to the cross linking induced by the coupling agents (EDC/NHS). The quenching effect of gold nanoparticles towards quantum dots and dye molecules had been widely reported [27-29]. However, our results demonstrated that the limited extent of overlap between absorption spectrum of Au NS and emission spectrum of MPA or DOX caused minimal quenching effect of Au NS. Simultaneously, the linkers with long chains could be anchored on the surfaces of Au NS, which may perturb the energy transfer by increasing the distance between Au NS and the attached molecule. In addition, quenching efficiency decreases with increasing nanoparticle diameter, which favors the relatively larger size of Au NS [30-32].
Cell targeting capability of Au-cRGD-DOX
To visualize the cellular uptake of DOX, Au-DOX and Au-cRGD-DOX, the red fluorescence emitted by DOX was captured by LCFM (Fig. 4A) after free DOX and the nanoconjugates were incubated with MDA-MB-231 and Bel-7402 tumor cells, which over-express integrin αvβ3, and MCF-7 tumor cells, which have low expression of integrin αvβ3. The weak red fluorescence of DOX in MCF-7 cells indicates that low amount of DOX, Au-DOX or Au-cRGD-DOX had entered tumor cells. Similarly, the amount of DOX or Au-DOX that entered the MDA-MB-231 cells and Bel-7402 cells was so low that there was no significant difference between the fluorescence intensity from these groups of cells and MCF-7 cells treated with DOX, Au-DOX, or Au-cRGD-DOX. By contrast, Au-cRGD-DOX in MDA-MB-231 and Bel-7402 tumor cells showed obvious red fluorescence. The fluorescence intensity of the three cell lines incubated with different samples was compared (Fig. 4B). Significant differences appeared in MDA-MB-231 and Bel-7402 cells. Additionally, taking advantage of the "optical sectioning" function of LCFM, fluorescence images of MDA-MB-231 cells treated with Au-cRGD-DOX was reconstructed in three-dimensions (Fig. 4C). Obviously, Au-cRGD-DOX entered the cells, as evidenced by fluorescence signals appeared along the Z axis. All the results indicated clearly that the presence of cRGD on the surface of Au NS increased its cellular uptake by MDA-MB-231 and Bel-7402 cells. This result agrees with the work of Lee et al,  who demonstrated the targeted cellular uptake of cyclic RGD conjugated prodrugs via RGD-dependent endocytosis mechanisms.
A) Temperature of PBS, Au-MPA, Au-cRGD-MPA, Au-DOX and Au-cRGD-DOX (50 µg/mL) in DMEM medium versus exposure time under 1.0 W/cm2 NIR light irradiation; B) The intratumoral temperature of S180 tumor-bearing mice after intratumoral injection of PBS, Au NS, Au-DOX and Au-cRGD-DOX upon light irradiation for 10 min.(Click on the image to enlarge.)
The tumor-targeting efficacy of DOX, Au-DOX and Au-cRGD-DOX in different cell lines. A) Intracellular uptake of DOX, Au-DOX, Au-cRGD-DOX MDA-MB-231 cells, Bel-7402 cells and MCF-7 cells respectively after incubation for 1 h; Scale bar = 20 μm (objective: 20 ×; zoom: 4 × magnification). B) Mean red fluorescence intensity of different samples (DOX, Au-DOX, Au-cRGD-DOX) determined in MDA-MB-231 cells, Bel-7402 cells and MCF-7 cells; C) The reconstructed three-dimensional fluorescence image of MDA-MB-231 cells treated with Au-cRGD-DOX for 1 h. (p < 0.05).(Click on the image to enlarge.)
To further understand the intracellular kinetics of the multifunctional nanoparticles, the fluorescence images of Au-cRGD-DOX after incubating with MDA-MB-231 cells for a longer time (8 h) were also collected and Hoechst was used for nucleus staining (Fig. 5). The result clearly indicated that Au-cRGD-DOX or released DOX entered the nucleus, with only a small fraction remaining in the cytoplasm after 8 h incubation (Fig. 5B). The fluorescence images at different slices (Fig. 5A) and the three dimensional fluorescence image re-constructed from the slice images (Fig. 5C) further confirmed that Au-cRGD-DOX or released DOX reached the nucleus. Dam et al.  designed a nanostructure composed of nucleolin-specific aptamer and gold nanostars, which were actively transported to the nucleus after 5 h incubation, increasing significantly after 7 h, and induced major changes to the nuclear phenotype. In another study by Yuan et al.  TAT-peptide functionalized gold nanostars were observed in the nuclear region by two-photon photoluminescence imaging. However, they did not find any true intranuclear TAT-NS, except some particles in the nuclear cleft. These results suggest that the red fluorescence observed from the nucleus in our study may be contributed by free DOX released from Au-cRGD-DOX as a result of the replacement of GSH on Au NS surface by the abundant intracellular GSH.
A) The fluorescence images of Au-cRGD-DOX after incubating with MDA-MB-231 cells for 8 h at different optical slices (from 1417.60 µm to 1433.60 µm); B) Accumulation of Au-cRGD-DOX in the nucleus, indicated by the red fluorescence, was obviously observed from partial enlargement of the red fluorescence image at Z = 1424.00 µm; C) 3D fluorescence image of Au-cRGD-DOX reconstructed from Fig. 5A suggested that Au-cRGD-DOX were internalized by MDA-MB-231 cells and are transported to the nuclei.(Click on the image to enlarge.)
The biodistribution of Au-cRGD-MPA in different tumor-bearing mice models. In vivo fluorescence images of Au-cRGD-MPA in A) MDA-MB-231 (positive αvβ3 receptor expression) and B) MCF-7 (negative αvβ3 receptor expression) tumor-bearing mice model at different time intervals (5 min, 1 h, 2 h, 4 h, 12 h, 24 h and 48 h); C) The ex vivo fluorescence images of isolated organs (heart, liver, spleen, lung, kidney, intestine and tumor) from the MDA-MB-231 tumor-bearing mice at 48 h post-injection; the ex vivo fluorescence image of Au-cRGD-MPA in major organs (heart, liver, spleen, lung, kidney, intestine and tumor) detected at 48 h post-injection (MDA-MB-231 tumor-bearing mouse). D) Tumor-to-normal tissue (T/N) ratios of Au-cRGD-DOX in MDA-MB-231 and MCF-7 tumor-bearing mice at different post-injection time. (p < 0.05).(Click on the image to enlarge.)
Targeting ability of Au-cRGD-MPA in tumor bearing mice
An important concern for nanoparticle-based treatments is whether the injected nanoparticles could preferentially accumulate in foci or can be cleared from the body. To trace the biodistribution and tumor targeting ability of the Au-cRGD, NIR fluorescence probe (MPA) was linked to the nanoconstruct for in vivo NIR imaging. Mice bearing MDA-MB-231 (integrin αvβ3 positive) tumors and MCF-7 tumors (low integrin αvβ3 expression) were selected for the animal models. Series of in vivo NIR fluorescence images at different time intervals show that Au-cRGD-MPA initially distributed all over the body, and subsequently cleared by the hepatobiliary and renal pathways in MDA-MB-231 tumor-bearing mice (Fig. 6A). The fluorescence signal in MDA-MB-231 tumor was distinguishable from the normal tissues at 1 h post-injection, reaching peak intensity at 12 h post-injection before gradually disappearing within 48. In contrast, MCF-7 tumor uptake in mice treated with Au-cRGD-MPA became visible after 2 h post-injection and rapidly disappeared from 4 h post-injection, which represented the contribution of enhanced permeation and retention in the tumor by the nanoconstructs (Fig. 6B). The ex vivo fluorescence images of the excised organs separated from MDA-MB-231 tumor-bearing mice confirmed that the nanoconstructs prominently accumulated in tumor and reticuloendothelial system of the liver even after the long circulation (Fig. 6C). To semi-quantitatively analyze the targeting efficacy of the probes for different tumors, fluorescence intensity of the tumors and normal tissues was analyzed at different time intervals (Fig. 6D). The fluorescence intensity ratio between MDA-MB-231 tumor and normal tissue (T/N) was 3.7 at 1 h post-injection of the probe, reaching a peak of 8.4 at 12 h post-injection, and decreasing to 1.1 at 48 h. For MCF-7 tumor-bearing mice, T/N was 2.6 at 1 h post-injection, reaching a peak of 3.7 at 2 h post-injection, and rapidly declining to 1.4 at 12 h.
Although several research groups have investigated the intracellular behavior of the gold nanostars by different techniques including multi-photon microscopy , confocal fluorescence microscopy , and high resolution TEM , the biodistribution of the gold nanostars in living subjects was still unknown. In this work, NIR fluorescence imaging, possessing the advantages of effective, low-cost, non-invasive and flexible features, was utilized to in vivo evaluate the tumor-targeting capability of Au-RGD. A derivative of FDA approved NIR fluorescence probe (MPA), which was provided with carboxyl group, was selected to conjugate with Au NS. The in vivo fluorescence imaging results indicated the high affinity and specificity of cRGD to integrin αvβ3 in MDA-MB-231 mouse model, which was consistent with the tumor-targeting evaluation of Au-RGD in cells. Given the in vivo fluorescence imaging results, Au-RGD could serve as the drug carrier or therapy agents by selectively accumulating in high αvβ3 expression tumors in biological system. In addition, the renal clearance observed by in vivo (Fig. 6A) and in vitro (Fig. 6C) imaging suggests that some of the dyes (MPA) were detached from Au NS surface in the blood circulation. Replacement of GSH in vitro or in vivo by other thiol-containing biomolecules will affect the imaging and therapy results. This potentially deleterious effect could be avoided in future by using more stable thiol-containing molecules to bind with Au NS.
Anti-tumor efficiency of Au-cRGD-DOX
Therapeutic effects of Au-cRGD-DOX at cell level
To confirm the enhancement of anti-tumor efficacy of Au-cRGD-DOX, cytotoxicity effects of Au NS, free DOX, the photothermal effect of Au NS under 765 nm laser irradiation for 10 min, and the combined chemo- and photothermal effects of Au-DOX and Au-cRGD-DOX under 765 nm laser irradiation for 10 min were compared by evaluating the number and morphological changes of MDA-MB-231, Bel-7402, and MCF-7 tumor cells at 4 h after incubation with the five different samples. As shown in Fig. 7A, different groups of cells showed diverse degrees of apoptosis. For the groups incubated with Au NS alone, the majority of the cells maintained their original morphology. Compared to the group of cells incubated with DOX or Au NS with laser irradiation, more obvious cellular morphological changing (became rounded) characteristic of apoptosis could be observed among MCF-7, MDA-MB-231 and Bel-7402 tumor cells, which have been incubated with Au-DOX or Au-cRGD-DOX and exposed to laser irradiation. Furthermore, there was no obvious difference between the two groups of MCF-7 cells treated with Au-DOX and Au-cRGD-DOX. In comparison with the groups treated with Au-DOX, it is evident that much less MDA-MB-231 cells and Bel-7402 cells were left in dishes after the chemophotothermal treatment of Au-cRGD-DOX, which indicated enhanced anti-tumor efficacy of Au-cRGD-DOX towards tumor cells with high expression of integrin αvβ3. Additionally, in vitro anti-tumor efficacy of Au-cRGD-DOX was also demonstrated by quantitatively evaluating its cytotoxicity effect via MTT assay on MDA-MB-231 tumor cells (Fig. 7B). All the samples showed dose-dependent anti-tumor activity. At the highest dose level, the inhibition ratio of Au-cRGD-DOX was over 90 % of total cells, which was much higher than that of Au NS (68 %), DOX (55%) and Au-DOX (80 %) at the same dose level.
With the increase of the concentration of Au-cRGD-DOX, the cell viability distinctively decreased after incubation for 4 h, which correlated with Annexin V-FITC and PI staining (Fig. 8A and Fig. 8B). It was easy to distinguish non-apoptotic cells (no fluorescence), early apoptotic cells (green fluorescence), late apoptotic cells (green and red fluorescence) and necrotic cells (red fluorescence) . When MDA-MB-231 cells were incubated with Au-cRGD-DOX, red fluorescence in nucleus appeared after 10 min exposure, which suggests the destruction of the cell membrane integrity and enzymes used in DNA synthesis. Nevertheless, only green fluorescence and less red dots were detected for other groups, which demonstrated that MCF-7 cells and MDA-MB-231 cells treated with Au NS, DOX and Au-DOX were in the early apoptotic period. The green fluorescence intensity and red fluorescence intensity at different groups were also compared (Fig. 8C and Fig. 8D). Obviously, Au-cRGD-DOX incubated MDA-MB-231 cells possessed the strongest red fluorescence after NIR light excitation. However, green fluorescence intensity in other groups far exceeded the red fluorescence intensity. These results illustrate that the tumor cells with positive expression of integrin αvβ3 have distinctly superior therapeutic efficacy than those cells with low expression of RGD receptors.
Most normal cells as well as some integrin αvβ3 expression-negative tumor cells such as MCF-7 breast tumor cells, could take up small amounts of Au-cRGD-DOX, resulting in low chemophotothermal effect from Au-cRGD-DOX . Thus, the cyclic RGD peptide on the surface of Au NS recognizes integrin αvβ3 expression-positive tumor cells, and mediates internalization of the nanoconjugates in cells. Subsequent endosomal transport and lysosomal degradation could release the toxic DOX from Au-cRGD-DOX to induce apoptosis in cancer cell. Similarly, Xu et al.  have demonstrated the improved photothermal effect of combining RGD-conjugated gold nanorods that target integrin αvβ3 with irradiation of melanoma cancer cells. Xiao et al.  have used the gold nanorods conjugated with DOX and cRGD for combined anticancer delivery. However, to the best of our knowledge, we are not aware of research works combining the photothermal therapeutic effect of gold nanostars and the chemotherapeutic effect of DOX for tumor-targeted therapy. The results herein demonstrate the selective anti-tumor efficacy of Au-cRGD-DOX combined chemotherapy and the photothermal therapy under NIR laser irradiation could eclipse that of DOX, Au NS, or Au-DOX.
A) The morphological changes of MDA-MB-231, Bel-7402 and MCF-7 tumor cells at 4 h after the treatment of four different samples (Au NS, DOX, Au NS + light, Au-DOX + light, Au-cRGD-DOX + light) were compared; B) MTT assay was utilized to qualitatively display in vitro anti-tumor activity of Au NS, free DOX, Au-DOX and Au-cRGD-DOX on MDA-MB-231 tumor cell. Au-cRGD-DOX treated cells demonstrated the lowest cell viability (39.67 %) upon irradiated by the NIR light. (p < 0.05).(Click on the image to enlarge.)
Annexin V-FITC and PI staining were used to evaluate the cell viability following treatment of different samples. A) Morphologic changes of MDA-MB-231 and MCF-7 cell apoptosis after administration of the four sample (Au NS + light, DOX, Au-DOX + light, Au-cRGD-DOX + light) were compared by cell apoptosis probes staining and detected by confocal laser scanning microscope. Au-cRGD-DOX incubated MDA-MB-231 cells possessed the strongest red fluorescence after NIR light excitation. The mean red and green fluorescence intensity of B) MDA-MB-231 cells and C) MCF-7 cells after treatment of different samples were collected after staining of the double cell apoptosis probes. (P < 0.05).(Click on the image to enlarge.)
Therapy evaluation of Au-cRGD-DOX in tumor-bearing mice
Although multifunctional gold nanoparticles have been studied for targeted chemo- and photothermal cancer treatment at cell level [40, 41], limited work has been done to compare their therapeutic effect in animals. Herein, the anti-tumor efficacy of Au-cRGD-DOX was investigated in S180 tumor-bearing mice. We compared the therapeutic effect from different administration routes (intratumoral or tail vein injection). Considering the limited bioavailability of the drugs via tail vein injection, the intravenous dose was selected as 1.5 times as the intratumoral injection dose. The images of tumor-bearing mice at 9 and 18 days post-injection are shown in Figure S4 (Supplementary Material), after injecting the animals with saline, DOX, Au NS, Au-DOX, and Au-cRGD-DOX via intratumoral or tail vein injection combined with laser irradiation. Tumors of the mice that received the photothermal and chemo-therapy from Au-cRGD-DOX via intratumoral or tail vein injection were similar to each other. However, they were obviously much smaller than those of other groups. In order to quantitatively analyze the therapeutic effect of samples, the survival rate, tumor volume, and body weight of each group of mice were recorded at the interval of 3 days intervals (Fig. 9A, Fig. 9B and Fig. 9C). The mice treated with Au-cRGD-DOX via intravenous injection and irradiation with NIR laser maintain a 100% survival rate after 28 days, which is higher than the mice treated with Au-cRGD-DOX via tail vein (87.5 %). The survival rate of DOX and saline treated mice were 75 % and 50 %, respectively (Fig. 9A). As shown in Fig. 9B, tumor volume belonging to the mice treated with DOX, Au NS and Au-DOX are three to five folds larger than the mice treated with Au-cRGD-DOX. Furthermore, the tumor volume of Au-cRGD-DOX treated mice via tail vein injection is similar to that of Au-cRGD-DOX treated mice via intratumoral injection. The body weight of each group increased proportionately during the observation period (Fig. 9C). The mice treated with saline had the lowest body weight in comparison with the mice in other groups. To further compare the anti-cancer efficiency by tail vein and intratumoral injection, ex vivo histology studies were performed (Fig. 9D). Significant necrosis occurred in the peripheral and central tumor region for intratumoral injection group, and only a small amount of tumor cells appeared around the tumor vessels. For tail vein injection group, there were many cancer nests with clear boundary and many highly proliferating tumor cells. Moreover, much smaller necrotic region with pathological calcification was observed in the tumor-bearing mice injected by tail vein.
Comparison of the therapeutic efficacy of Au NS + light, Au-DOX + light, free DOX, Au-cRGD-DOX+ light (intratumoral injection) and Au-cRGD-DOX + light (tail vein injection) in S180 tumor-bearing mice. A) Survival rates of mice in different treatment groups within 26 days; B) Tumor growth of the mice in different groups during treatment; C) Body weight changes of the mice in different treatment groups within 26 days; D) H&E stained tumor tissue section (periphery and center) of Au-cRGD-DOX treated mice at 16 days after tail vein injection or intratumoral injection. (P < 0.05).(Click on the image to enlarge.)
Au NS has plasmon bands tunable in the NIR tissue optical window. These nanoparticles are very stable, with high potential to effectively transduce absorbed laser energy into heat . The use of CW laser irradiation prevents the photo-thermal melting of Au Ns nanostructures into gold nanospheres/aggregates within seconds after exposure of the nanostructures to femtosecond pulse lasers . More importantly, the surface roughness and very high surface-to-volume ratio of Au NS favor high drug loading efficiency for anti-cancer drug delivery. Therefore, multi-functional anti-cancer nanoconstructs were constructed by covalently conjugating Au NS with targeting moiety (cRGD) and anti-cancer drug (DOX). A synergistic effect between the chemotherapy and thermotherapy was confirmed by the therapeutic results of Au-cRGD-DOX treated groups when compared with Au NS or free DOX treated groups. Meanwhile, the nature of targeting ligands can dramatically change the nanoparticle distribution in living subjects and the active targeting ligands did improve the total tumor uptake of nanoparticle, which was demonstrated by the different therapeutic results with Au-cRGD-DOX and Au-DOX. Huang et al.  suggested that the active molecular targeting of the tumor microenvironments does not significantly improve the total tumor accumulation of nanoparticles for long circulation and rigid gold nanoparticles. The work further suggested that intratumoral instead of intravenous injection is the preferred route of gold nanorods administration. Accordingly, we selected a 1.5 times dose for intravenous injection to compensate the loss of the drug in the body circulation, and tried to find out which of the two administration routes is a favorable one to be selected in tumor-targeting therapy. Our results showed that both routes of administration had similar outcomes including survival rate, tumor volume and body weight. Clearly, this reflects the rapid response of the S180 tumor model used to therapy. However, differences begins to emerge between the two routes of administration Day 25, where the intratumoral group retained 100% survival rate but significant decrease began to emerge for the intravenous group. Consequently, the similarity in the survival, tumor volume, and weight gain between the two routes of administration is a short-term effect that is expected to diverge at longer time points. The size of the particles is expected to influence the region of photothermal effect in the tumor. Intratumoral injection will deliver higher concentration of the multifunctional nanoparticle to the tumor than intravenous injection, which relies on both enhanced retention and permeation as well as receptor mediated uptake by the tumor. Effective local concentration, therefore, depends on the amount of materials that reaches the target tissue, which is expected to be smaller for intravenous than intratumoral injection. Although the global response appeared to be similar for both routes of administrations, we postulated that the local therapeutic effects will be different.
Subsequently, we used histologic analysis to compare the anti-cancer efficiency by tail vein and intratumoral injection ex vivo. Tumors from intratumoral injection group exhibited much larger necrotic region than those from tail vein injection both in the peripheral or central region. This is expected because of the higher concentration of the nanoparticles in tumors by direct tumor injection. Extended survival studies will demonstrate the long term benefits of the intratumoral over intravenous administration route. Although our result suggests that intratumoral injection is a potentially effective therapeutic method, it is not a clinically preferred route. Therefore, efforts will be made to optimize the intravenous method of administration in future.
In summary, we have successfully developed tumor targeted Au-cRGD-MPA and Au-cRGD-DOX nanoconstructs for tumor imaging and combined photothermal and chemo-therapy in vivo. By taking advantage of NIR probe, we have directly visualized the biodistribution of Au-cRGD in tumor-bearing mice model. Tumor-targeting ability of the nanoconstructs was dramatically enhanced in integrin αvβ3-overexpressing tumors by αvβ3 mediated active targeting. Au-cRGD-DOX was actively delivered in close proximity to the nucleus, and then entered the nucleus after longer incubation time. The tumor cells showed significant morphological changes and apoptosis upon NIR light irradiation. In comparison with conventional hyperthermia or chemotherapy, the enhanced tumor therapy efficacy was demonstrated in Au-cRGD-DOX treated mice due to the combination of the dual treatment ways. Together, our results verified that the curative effect of the multifunctional nanoconjugates delivered by intratumoral injection had a decided advantage over the tail vein injection. The above factors provide insight into the development of new strategies to design drug-loaded nanoconstructs with increased therapeutic efficacy and prompt further exploration of these nanoconstructs for combined therapy of other related diseases.
Au NS: gold nanostars; cRGD: cyclic RGD; NIR: near infrared; DOX: Doxorubicin; SPR: surface plasmon resonance; PPTT: plasmonic photothermal therapy; RGD: arginine-glycine-aspartic acid; ICG: indocyanine green; HEPES: 4-(2-hydroxyethyl)-1-piperazineethane-sulfonic acid; GSH: reduced glutathione; EDC: 1-ethyl-3-[3-diMethylaminopropyl] carbodiimide hydrochloride; DCC: N, N'-Dicyclohexylcarbodiimide; NHS: N-hydroxysuccinimide; MTT: 3-(4, 5- diMethylthialzol-2-yl)-2, 5-diphe-nyltetrazolium bromide; FBS: fetal bovine serum; Au-GSH: Au-Glutathione; Au-cRGD-DOX: Au-cRGD-Doxorubicin; TEM: transmission electron microscope; LCFM: laser confocal fluorescence microscope; ROI: region of interest; DIC: differential interference contrast; T/N: tumor to normal tissue contrast ratios.
Fig.S1 - S5.
The authors are grateful to Natural Science Foundation Committee of China (NSFC 81000666, 81220108012, 81211140243 and 81171395, the Program for New Century Excellent Talents (NCET) in University of the Ministry of Education of China, and the Priority Academic Program Development of Jiangsu Higher Education Institutions for their financial support.
The authors have declared that no competing interest exists.
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Corresponding author: Samuel Achilefu, PhD. Washington University in St. Louis, Phone: +1-314-362-8599 Email: achilefuswustl.edu Or Yueqing Gu, PhD. China Pharmaceutical University. Phone: +86-25-83208205 Email: guyueqingedu.cn.